No. 96SA257Supreme Court of Colorado.
September 9, 1996
Appeal from the District Court, City and County of Denver, Honorable Nancy E. Rice, Judge.
JUDGMENT AFFIRMED
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Paul Grant Parker, Colorado, Attorney for Plaintiffs-Appellants.
Gale A. Norton, Attorney General, Stephen K. ErkenBrack, Chief Deputy Attorney General Timothy M. Tymkovich, Solicitor General, Maurice G. Knaizer, Deputy Attorney General, State Services Section, Denver, Colorado, Attorneys for Defendant-Appellee.
EN BANC
JUSTICE SCOTT dissents.
CHIEF JUSTICE VOLLACK delivered the Opinion of the Court.
[1] The petitioners, Dennis Polhill, David Aitken, Charles A. Michael, Douglas Stuart Campbell, and Gary Swing, appeal an order of the Denver District Court granting the motion of respondent Victoria Buckley to dismiss the petitioners’ action challenging Senate Concurrent Resolution (SCR) 95-2 as violative of the single-subject requirement contained in Article XIX, Section 2(3), of the Colorado Constitution. The district court dismissed the petitioners’ action with prejudice, holding that SCR 95-2 encompasses a single subject and that, in any event, the issue was not ripe for determination. The petitioners appealed the district court’s decision to the court of appeals. The court of appeals thereafter filed a request in this court for determination of jurisdiction, and we accepted the case pursuant to section 13-4-109(2), 6A C.R.S. (1987). We hold that courts lack subject matter jurisdiction to review a legislative referendum[1] for compliance with the single-subject requirement of the Colorado Constitution unless and until it has been approved by the voters. We therefore need not decide whether SCR 95-2 encompasses a single subject.I.
[2] In 1995, the Colorado General Assembly passed SCR 95-2, a proposed referendum on an amendment to the Colorado Constitution pursuant to Article XIX, Section 2, of the Colorado Constitution. If passed, SCR 95-2 would impose a sixty percent voter approval requirement on most future constitutional changes. SCR 95-2 would also prohibit the General Assembly from amending or repealing citizen-initiated laws within four years of enactment, unless approved by two-thirds of the members of the General Assembly. The petitioners challenged SCR 95-2 in district court, alleging that the resolution violated
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the single-subject requirement imposed by the Colorado Constitution. The district court dismissed the petitioners’ action.
II.
[3] Our case law embodies a strong tradition which holds that courts cannot interfere with the ongoing legislative process except in extraordinary circumstances. We have held that this court has jurisdiction to review pending legislation only when it exercises its original jurisdiction under Article VI, Section 3, of the Colorado Constitution. City of Rocky Ford v. Brown, 133 Colo. 262, 264-65, 293 P.2d 974, 976 (1956). Under Article VI, Section 3, we may answer an interrogatory addressing the constitutionality of legislation before final passage when the bill has passed the house of origin and the interrogatory is posed by the house of the General Assembly in which the bill is pending. Submission of Interrogatories on Senate Bill 93-74, 852 P.2d 1, 3 (Colo. 1993). We may also respond to interrogatories from the governor concerning a bill which has been enacted by the General Assembly and is awaiting action by the governor. See In re Interrogatory Propounded by Governor Roy Romer on House Bill 91S-1005, 814 P.2d 875, 878 (Colo. 1991). In the case before us, we cannot exercise original jurisdiction pursuant to Article VI, Section 3, of the Colorado Constitution because we have not been asked to respond to an interrogatory regarding pending legislation.
III.
[6] The petitioners further argue that we should review legislative referenda prior to their submission to the electorate because a violation of the single-subject requirement for a referred constitutional amendment will evade review if the proposed amendment cannot be reviewed until after it is adopted by the voters. Specifically, the petitioners point to that clause of Article XIX, Section 2(3), which states:
[7] Colo. Const. art. XIX, § 2(3). Thus, the petitioners contend that there is no remedy if a referred amendment violates the single-subject requirement but cannot be reviewed until after the measure has been adopted. [8] We reject this argument. The language of Article XIX, Section 2(3), is also found in Article V, Section 21, of the Colorado Constitution, which imposes the single-subject requirement on legislative bills:No measure proposing an amendment or amendments to this constitution shall be submitted by the general assembly to the registered electors of the state containing more than one subject, which shall be clearly expressed in its title; . . . .
[9] Colo. Const. art. V, § 21. That language has not been found to limit the remedy which may be imposed if a bill is found to violateNo bill, except general appropriation bills, shall be passed containing more than one subject, which shall be clearly expressed in its title; . . . .
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the single-subject requirement. See In re Interrogatory Propounded by Governor Roy Romer on House Bill 1353, 738 P.2d 371
(Colo. 1987) (holding as unconstitutional a bill which violated the single-subject requirement). By analogy, an adequate remedy would be available to voters who challenge a referred constitutional amendment after the referendum has been approved by the electorate.
[12] Id. at 333, 122 P. at 770. We held in Speer that under the separation of powers doctrine, the judiciary’s function in the referendum process is limited:In the enactment of a constitutional amendment proposed by the general assembly, . . . each step must be taken as the constitution provides, yet while the measure is before it in process of legislation, the general assembly is the judge of whether the steps are being so taken and acts upon its judgment in taking them. These are all matters of legislative control and judgment while the enactment is in process of making.
[13] Id. at 334, 122 P. at 770. Thus, the separation of powers doctrine supports our conclusion that, in the absence of constitutionally or statutorily conferred jurisdiction, courts cannot interfere in the legislative referendum process by reviewing referenda before they have been submitted to the electorate. The General Assembly, in adopting any legislative referendum, has a responsibility to ensure compliance with the limitations imposed by Article XIX, Section 2(3).[The judiciary cannot] directly intervene and . . . say to the legislature that the legislation it is at work upon is not what it is professed to be and can not be enacted in this way, and that if it is so enacted it will be invalid. . . . [The courts cannot] enter this field of legislation and assume to superintend and control this matter, substitute their judgment for the judgment of the legislature, and say whether the latter may or may not proceed further, and to thus subordinate the legislative to the judicial department . . . .
IV.
[14] Neither the Colorado Constitution nor any statutes confer upon the courts jurisdiction to review legislative referenda before they are adopted. Moreover, an adequate post-election remedy is available, and the separation of powers doctrine prohibits judicial interference in the legislative process. We therefore hold that we have no jurisdiction to adjudicate the petitioners’ claim. Because we hold that the courts do not have jurisdiction to review a referendum before it is adopted, we do not decide whether SCR 95-2 encompasses a single subject.
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provides: “No measure proposing an amendment or amendments to this constitution shall be submitted by the general assembly to the registered electors of the state containing more than one subject . . . .” Art. XIX, § 2(3) (emphasis added). Despite this clear limitation on the authority of the General Assembly, the majority holds that “the Colorado Constitution [does not] confer upon the courts jurisdiction to review legislative referenda before they are adopted. Moreover . . . the separation of powers doctrine prohibits judicial interference in the legislative process. We therefore hold that we have no jurisdiction to adjudicate the petitioner’s claim.” Maj. op. at 8.
[18] I do not agree. Under the single-subject requirement, the people expressly limited the authority of the General Assembly when “proposing an amendment . . . to . . . [the Colorado] constitution.” Art. XIX, § 2(3). Therefore, the fundamental question, which the majority does not address, is whether the plain language of Article XIX grants a registered elector a legal right to be free from the submission, as opposed to the enforcement, of referred measures that violate the single-subject requirement. Unlike the majority, I would answer that question, and do so, in the affirmative. I believe to answer otherwise ignores the plain language of Article XIX, section 2(3). [19] The majority’s reading of the single-subject requirement prohibits a challenge until after the measure has been submitted to the electorate and registered electors have voted. Hence, the majority would recognize a “remedy” only after the harm has occurred. Thus, registered electors must first suffer the wrong and endure the injury that they expressly intended to avoid before seeking redress. Because I would read the plain language of our constitution to avoid such an absurd result, I respectfully dissent. [20] In addition, I find the plain language of Article XIX sufficient to obligate this court to enforce the constitutionally mandated single-subject requirement equally against legislatively referred measures as well as against citizen initiatives. Moreover, I would reach the merits to avoid placing a legal cloud over an important ballot issue. By waiting until after the November election, the majority subjects the electorate to the very harm the people intended to avoid and requires opponents and proponents alike to assume the risks and unnecessary costs of opposing or supporting a measure that may be constitutionally infirm. Without significant additional burden to our docket, yet with substantial benefit to the electorate, I would reach the merits at the outset. Here, unlike the majority, I would determine whether the measure violates the single-subject requirement, and would therefore conclude that the district court has jurisdiction to hear the petitioners’ action. I
[21] I accept the facts as set forth in the majority opinion. However, I also note that, under this record, the Colorado Secretary of State was the only party defendant before the trial court. The General Assembly is not a party, although initially named by the petitioners. The record reveals that, on April 23, 1996, the parties filed a stipulation for dismissal of all claims against the General Assembly and, on May 2, 1996, the trial court dismissed the claims against the General Assembly. Thus, the May 15, 1996, order of trial court addressed only the petitioners’ attempt to enjoin the secretary of state. Therefore, petitioners here do not attempt to enjoin the legislative acts of the General Assembly, but rather seek to stay the hand of the secretary of state from placing the provision on the ballot and thereby submitting a measure that violates the single-subject requirement.
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that, at this time, the General Assembly is not engaged in the legislative process because it is not in session.[2]
II
[23] Next, I disagree with the majority’s conclusion that our court lacks subject matter jurisdiction to review a legislative referendum for compliance with the single-subject requirement unless and until it has been approved by the voters. Maj. op. at 2.
A
[24] I agree with the majority that “[o]ur case law embodies a strong tradition which holds that courts cannot interfere with the legislative process except in extraordinary circumstances.” Maj. op. at 3; see Bledsoe, 810 P.2d at 208. The majority cites City of Rocky Ford v. Brown, 133 Colo. 262, 264-65, 293 P.2d 974, 976 (1956), for the proposition that this court has jurisdiction to review pending legislation only pursuant to Article VI, section 3 of the Colorado Constitution, which provides for the submission of interrogatories by either the governor or the General Assembly. In my view, we are not called upon to intervene in the legislative process.
B
[28] Even assuming that the act of the secretary of state of placing the measure on the
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ballot is part of the legislative process, I nevertheless would conclude that Article XIX amounts to an extraordinary circumstance or exception that gives this court jurisdiction to review the measure.
[29] “`It is an exceedingly delicate matter for the courts to interfere by injunction with the action, or contemplated action, of a legislative body . . . and such interference cannot be justified, except in extreme cases and under extraordinary circumstances.'” City of Louisville v. District Court, 190 Colo. 33, 37, 543 P.2d 67, 70 (1975) (quoting Lewis v. Denver City Waterworks Co., 19 Colo. 236, 242, 34 P. 993, 995 (1893) (emphasis omitted)). [30] The majority relies on City of Rocky Ford, 133 Colo. at 264-65, 293 P.2d at 976, for the proposition that “this court has jurisdiction to review pending legislation only when it exercises its original jurisdiction under Article VI, section 3 of the Colorado Constitution.” Maj. op. at 3. The majority therefore concludes that “we cannot exercise original jurisdiction pursuant to Article VI, section 3 of the Colorado Constitution because we have not been asked to respond to an interrogatory regarding pending legislation.” Maj. op. at 4. [31] In City of Rocky Ford, we determined that “neither this, nor any other court, may be called upon to construe or pass upon a legislative act until it has been adopted. The only exception to this rule is the constitutional provision authorizing the legislature to propound interrogatories to the supreme court upon important questions upon solemn occasions.” 133 Colo. at 265, 293 P.2d at 976 (emphasis added). Although we held in City of Rocky Ford that the only constitutional provision which constituted a sufficient exception or extraordinary circumstance was interrogatories propounded pursuant to Article VI, section 3, that case was decided before Article XIX was enacted. At that time, the single-subject requirement was beyond the contemplation of the court. In my view, like the extraordinary circumstance or exception that existed by virtue of Article VI, section 3, the single-subject requirement of Article XIX, section 2(3), by its unambiguous terms, is a constitutional provision that creates a circumstance sufficiently extraordinary to establish jurisdiction in this court. [32] The first sentence of Article XIX, section 2(3) demands reiteration in light of the majority’s holding. “No measure proposing an amendment or amendments to this constitution shall be submitted by the general assembly to the registered electors of the state containing more than one subject . . . .” (Emphasis added.) [33] “We have recognized that, when construing a constitutional amendment . . . our goal is to determine and give effect to the will of the people in adopting the measure.” Bolt v. Arapahoe County Sch. Dist. No. Six, 898 P.2d 525, 532 (Colo. 1995); Urbish v. Lamm, 761 P.2d 756, 760 (Colo. 1988). To accomplish this purpose, the terms used should be given their ordinary and popular meaning. Bolt, 898 P.2d at 532. “Any interpretation which results in an unreasonable or absurd result should be avoided.” Id. at 532; Bickel v. City of Boulder, 885 P.2d 215, 229 (Colo. 1994), cert. denied, ___ U.S. ___, 115 S.Ct. 1112(1995). “[U]nless mandatory, no interpretation of constitution or statute will be accepted which results in a palpable absurdity.” Mahood v. City County of Denver, 118 Colo. 338, 340, 195 P.2d 379, 380 (1948). [34] Here, contrary to the ordinary and popular meaning of “submitted,” the majority construes this term to mean after the measure has been “adopted” or “voted on and passed.” Maj. op. at 4. The majority holds that the electorate may not protest a single-subject violation until after a measure is passed. However, our constitution is clear: Article XIX legally protects the electorate from the submission of amendments that violate the single-subject requirement. In light of the plain language of that amendment, I find that the majority’s rationale leads to an absurd result, which we are duty bound to avoid. Mahood, 118 Colo. at 340, 195 P.2d at 380. [35] The electorate should not have to wait until a measure is submitted and passed to seek the protection contemplated. This is especially true where the injury that the constitution expressly attempts to avoid in
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fact occurs at the time of submission, as opposed to enactment. Such a result is not only absurd, but is also inefficient because it creates additional and substantial burdens on and expense for the electorate. No further development of the record is necessary for us to determine whether a proposed measure is in compliance with or violates the single-subject requirement. Thus, pursuant to the terms of Article XIX, I would hold that this court has jurisdiction to consider the measure before it is submitted and passed by the electorate.
C
[36] In addition to the text of Article XIX, section 2(3), the context of its adoption by the electorate militates against a conclusion that the measure must be submitted before upholding its protections. For example, the ballot title for the referred measure in 1994, now set forth in Article V and Article XIX of our constitution, states as follows:
REFERENDUM A — SINGLE SUBJECT FOR INITIATIVES AND
REFERENDA
[37] Legislative Council of the Colo. Gen. Assembly, An Analysis of 1994 Ballot Proposals, Research Pub. No. 392 at 2 (1994) (An Analysis of 1994 Ballot Proposals). [38] Also in An Analysis of 1994 Ballot Proposals, the Legislative Council “blue book,” we find the following: [39] BackgroundBALLOT TITLE: AN AMENDMENT TO ARTICLES V AND XIX OF THE CONSTITUTION OF THE STATE OF COLORADO, REQUIRING THAT ANY MEASURE PROPOSED BY INITIATIVE OR REFERENDUM BE CONFINED TO A SINGLE SUBJECT.
This proposal requires that initiated or referred amendments to the Colorado Constitution and to the statutes of the state of Colorado embody only one subject.
. . . .
[40] Id. at 2-3 (emphasis added). The suggestion that non-complying ballot issues “might not have been allowed” supports the conclusion that the secretary of state can be enjoined from placing a referred measure on the ballot. The discussion by the legislative council continues: [41] Arguments ForThe type of proposals submitted by the legislature in recent years to remove obsolete provisions from the constitution might be considered to contain more than one subject. Under Amendment A, these ballot issues might not have been allowed unless they were changed to reduce their scope.
1) This proposal will help keep unrelated or misleading provisions out of initiated and referred measures to be voted on by the people. The practice of “log-rolling” or “Christmas-treeing” results in ideas, which probably could not pass on their individual merits, being made parts of a larger proposal that is likely to pass. Further, the proposal will protect against unexpected provisions that may be contained in a proposal. Voters, after an election, should not be saying, “I didn’t know that provision was in that ballot issue,” which is a potential result of having more than one topic in a proposal. Proponents of initiated proposals, and the General Assembly with referred measures, should be required to present coherent ideas for change rather than roaming through Colorado law selecting a change here and another change there.
. . . .
Arguments Against
. . . .
[42] Id. at 3-4 (emphasis added). [43] From this context, it is clear that the amendment was designed to constrain the General Assembly, rather than to empower it. Moreover, it is only reasonable to conclude the voters were fully aware of and intended that the single-subject requirement would apply to referred measures with or without legislative action.[3]4) This amendment will inhibit the ability of citizens and the legislature to present comprehensive revisions in Colorado law to the voters.
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III A
[44] The majority also states that “In the absence of jurisdiction pursuant to Article VI, section 3, other possible sources of jurisdiction in this case would be the single-subject requirement itself or a statute.” Maj. op. at 4. From this, the majority implies that citizens must possess a statutory mechanism crafted by the General Assembly before seeking review by this court to obtain protection expressly provided by their constitution. No such requirement exists in our law.
(Colo. 1994), aff’d, ___ U.S. ___, 116 S.Ct. 1620 (1996). The right and protection provided under the single-subject requirement should elicit a similar response when properly raised. [46] The majority collapses the mandate of Article XIX, section 2(3) into Article V, section 21 in order to argue that the registered electors have a sufficient remedy after a measure is enacted, and consequently after the injury has been suffered at the point of submission. However, the purposes of each article of our constitution are distinct and should be harmonized, not merged one into another so as to defeat an explicit purpose of Article XIX. [47] Moreover, I do not read Article XIX to require that the rights guaranteed to registered electors are limited by any authority of the General Assembly to determine “[t]he manner of exercising said [initiative and referendum] powers . . . by general laws” under Article V, section 1(9). The rights created by Article XIX are sui generis and not in pari materia with Article V. People ex rel. Moore v. Perkins, 56 Colo. 17, 137 P. 55 (1913). In my view, Article XIX does not grant the General Assembly authority to determine whether registered electors may be subjected to referenda that violate the single-subject requirement by either adopting or failing to adopt specific statutory provisions. [48] I would simply hold that, with or without legislative action, Article XIX creates a right in registered electors to be free from measures that violate the single-subject requirement. To the contrary, however, the majority recognizes an authority that the constitution simply does not grant to the General Assembly and, as a consequence, diminishes the rights of the people created by the single-subject requirement of our constitution.
B
[49] While our initial premise must be that the power of the legislature is plenary, it is nevertheless subject to express limitations found in our constitution. Colorado General Assembly v. Lamm, 704 P.2d 1371, 1381 (Colo. 1985); see also Reale v. Board of Real Estate Appraisers, 880 P.2d 1205, 1208 (Colo. 1994) (recognizing that “the Colorado Constitution is a limitation on the power of the legislative branch . . . .”). Moreover, when a dispute arises concerning the respective functions of the different branches of government, it is the province of the judiciary to say what the law is, and this duty may not be avoided simply because the parties are coordinate branches of government. See Barnes v. Kline, 759 F.2d 21, 26-27 (D.C. Cir. 1985); vacated as moot sub nom. Burke v.
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Barnes, 479 U.S. 361, 107, S.Ct. 734, 93 L.Ed.2d 732 (1987); 1991).
[50] The separation of powers doctrine is implicated whenever the legislative process is interfered with by the executive or judiciary. Here, however, the legislative process culminated with the adoption of the referred measure by both houses of the General Assembly. At that stage, the General Assembly, which is not currently in session, completed its work and the legislative process terminated. [51] In addition, we should not lose sight of the purpose of the separation of powers doctrine, i.e., to avoid the concentration of power in any one branch of government and thereby prevent the arbitrary assumption or transfer of authority. See Harold H. Bruff, Separation of Powers Under the Texas Constitution, 68 Tex. L. Rev. 1337, 1356-57 (1990). That purpose is not placed in jeopardy nor are core legislative functions threatened when the judiciary acknowledges explicit rights of the people and acts to ensure protections the people have retained with the expectation of limiting the authority of government and, in particular, the General Assembly. [52] Here, Article XIX expressly has forbidden the General Assembly from submitting measures “proposing an amendment . . . to [the Colorado] constitution” that violate the single-subject requirement. To the contrary, the majority has granted the General Assembly the apparent authority to avoid this express command of our constitution.IV
[53] Article XIX is a constitutional provision evincing the will of the people to be free from the submission of measures that violate the single-subject requirement, whether initiated by citizens or referred by the General Assembly. It thus constitutes an extraordinary circumstance that creates jurisdiction in our district courts to enforce the rights created therein, i.e., to prevent the submission of legislative referenda that violate the single-subject requirement to the registered electorate.
(Colo. 1991) (Lohr, J., concurring in part and dissenting in part).
What happens to a dream deferred? Does it dry up Like a raisin in the sun? Or fester like a sore — And then run? Does it stink like rotten meat? Or crust and sugar over — Like a syrupy sweet?
Maybe it just sags Like a heavy load.
Or does it explode?
Langston Hughes, Harlem (Montage of a Dream Deferred), in The Collected Poems of Langston Hughes 426 (Arnold Rampersad David Roessel eds., 1995); see also Lorraine Hansberry, Raisin in the Sun: A Drama in Three Acts 3 (1959).
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