No. 80SA466Supreme Court of Colorado.
Decided June 1, 1982. Opinion modified and as modified rehearing denied June 21, 1982.
Appeal from the District Court of the City and County of Denver, Honorable Henry E. Santo, Judge.
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J. D. MacFarlane, Attorney General, Richard F. Hennessey, Deputy Attorney General, Mary J. Mullarkey, Solicitor General, David K. Rees, Assistant Attorney General, for plaintiff-appellee.
J. Gregory Walta, Colorado State Public Defender, Terri L. Brake, Deputy State Public Defender, for defendant-appellant.
En Banc.
JUSTICE DUBOFSKY delivered the opinion of the Court.
[1] The defendant Cheryl Mann appeals her conviction in Denver District Court based on jury verdicts on April 11, 1979, of guilty to child abuse and accessory to child abuse. We affirm the judgment of conviction. [2] On August 7, 1978, the defendant, her son Lawrence, age 4, her daughter Gaynell, age 2, and Melvin Eugene Goodro checked into a motel on West Colfax in Denver. The four of them had been travelling around the country since leaving Scottsbluff, Nebraska in late June, 1978. According to the defendant’s tape-recorded statement, Goodro began beating Gaynell about two weeks before they arrived in Denver because efforts to toilet train the child were not entirely successful. [3] On the evening of August 7, the defendant had been away from the motel, and when she returned, Goodro refused to explain why her daughter’s back was swollen. While Gaynell lay on the bed with an ice pack on her back, she wet the bed, and Goodro forced her, as punishment, to run for more than an hour between the bathroom and bedroom of the unit. When she slowed down, he pushed her, and several times she fell. The defendant was in the bedroom when she heard a thump in the bathroom. Gaynell had fallen, apparently hitting her head on the floor. She complained that her head hurt, but when the defendant picked her up, Goodro said that the child must continue to run. Eventually, Gaynell collapsed and her heart stopped. Goodro revived her with mouth-to-mouth resuscitation. [4] The defendant thought they should take her daughter to the hospital, but Goodro said that if they did she would lose her son.[1]Page 354
The defendant stayed up all night with the unconscious Gaynell who suffered several seizures. When Goodro woke up the next morning about 9:00 a.m., the defendant insisted that Gaynell be taken to the hospital. Before Goodro would take her, he rehearsed with the defendant a story he made up to explain the little girl’s injuries.
[5] About 12:30 p.m. on August 8, 1978, Goodro took the defendant who was carrying a nearly lifeless Gaynell to the emergency entrance of St. Anthony’s Hospital. The defendant gave her name as Cheryl Adems and explained to hospital authorities and the police that she had been travelling with a “Tom Hilton” and they were camping in the Colorado mountains. When the child wet the floor of “Hilton’s” camper, he beat her and shoved her from the camper. As the defendant and the child ran from the camper, the child fell over a six-foot-embankment, and “Hilton” drove away. The defendant walked with the child until they met an unidentified fisherman who brought them to the hospital. [6] Hospital authorities told the defendant that her daughter was seriously injured and probably would not live. Late in the afternoon, while arrangements were being made for the defendant to stay at the hospital nurses’ residence, she said that she needed fresh air and disappeared. She met Goodro and her son at a nearby store, they returned to the motel, checked out, and left the state. By the time they reached Idaho on August 10, 1978, the defendant wanted to return to Denver to see her daughter. Goodro dropped her off at the police station in Pocatello, Idaho.[2] She told the police at Pocatello that she thought she was wanted in Denver, and gave them her real name and the false name she had given the hospital authorities. [7] Two Denver police officers returned the defendant to Denver on August 13, 1978. The next day, at the defendant’s request, the police took her from jail to see Gaynell at the hospital. Gaynell had suffered severe brain injury, severe central nervous system injury, significant blood loss to bruises all over her body, and a fractured collarbone. The doctors who treated her thought she had been beaten all over her body with a blunt object at least twelve hours prior to the time she arrived at the hospital. Some of the bruises and some lesions on her back appeared to be older. Gaynell’s breathing was supported by a respirator. She never regained consciousness and suffered brain death on August 18, 1978, after continual deterioration. The doctors who treated her testified that had she been brought to the hospital earlier, they could have prolonged her life but they were not certain that they could have saved it. [8] The defendant was charged with murder in the first degree (extreme indifference murder), section 18-3-102, C.R.S. 1973 (1978 Repl. Vol. 8); child abuse, section 18-6-401, C.R.S. 1973 (1978 Repl. Vol. 8);[3] and accessory to child abuse, section 18-8-105, C.R.S. 1973 (1978 Repl. Vol. 8).[4] The defendantPage 355
pleaded not guilty by reason of insanity, and her sanity trial to the court was held on February 21, 1979. On February 27, the court found the defendant legally sane. The next day, trial was set for April 2, 1979, and it began as scheduled. On April 11, the jury returned a verdict of not guilty to first degree murder and guilty to child abuse and accessory after the fact. The district court sentenced the defendant to a term of eleven to twelve years for child abuse and a concurrent indeterminate to five-year term for accessory after the fact.
[9] On appeal, the defendant contends that the child abuse statute is unconstitutionally vague; that her punishment under the statute for negligently causing serious bodily injury to a child is more severe than it could have been had she been prosecuted for criminally negligent homicide and therefore, she was denied equal protection under the laws; that the trial court improperly denied her repeated requests for a continuance; that her tape-recorded confession was improperly admitted into evidence; that a police officer’s reference to her refusal to take a polygraph examination should have resulted in a mistrial; and that the trial court improperly instructed the jury on the duties of a parent and on complicity. We disagree and affirm the defendant’s conviction. I.
[10] The defendant challenges the constitutionality of the child abuse statute, section 18-6-401, C.R.S. 1973 (1978 Repl. Vol. 8), claiming that it is vague and deprives her of equal protection of the laws, U.S. Const. Amend. XIV, Colo. Const. Art. II, § 25. She argues that the statute violates equal protection because it proscribes the same conduct forbidden by the criminally negligent homicide statute, section 18-3-105, C.R.S. 1973 (1978 Repl. Vol. 8), but carries a disproportionately greater penalty. In People v. Taggart, 621 P.2d 1375 (Colo. 1981), we determined that the legislature was within its discretion in classifying conduct that is abusive to children in terms that distinguish it from the general statutory prohibition against criminally negligent homicide, and that the classification of child abuse as a crime more serious in penalty than the offense of criminally negligent homicide is not arbitrary or unreasonable and does not violate equal protection of the laws. See also People v. Jennings, 641 P.2d 276 (Colo. 1982).
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committed child abuse by inaction or complicity. The defendant’s failure to understand that the child abuse law encompasses permitting another to abuse a child does not mean that the statute is unconstitutionally vague. A mistaken belief that conduct does not constitute an offense, as a matter of law, does not relieve one of criminal liability. Section 18-1-504(2)(a), C.R.S. 1973 (1978 Repl. Vol. 8). The child abuse statute is constitutional, both on its face and as applied to this defendant.
II.
[13] The defendant next asserts that the trial court’s failure to grant her several requests for continuance denied her right to due process. The defendant was arraigned on November 15, 1978, and her plea of not guilty by reason of insanity was tried to the court on February 21, 1979. The trial court found her sane on February 27, and the next day set her trial for April 2, 1979. The prosecution hoped to call the defendant to testify in the separate case against Goodro. This required resolving the case against the defendant before expiration of the original six months allowed to complete Goodro’s trial. Goodro had not pled not guilty by reason of insanity, and the time to bring him to trial was close to expiration. Section 18-1-405, C.R.S. 1973 (1978 Repl. Vol. 8).
and again after jury selection was completed on April 4. [16] The defendant intended to call Dr. Whittington to testify at the suppression hearing and as a defense witness at trial. On November 15, 1978, the defendant had filed a motion to suppress a statement she made to Denver police officers in Pocatello on August 12, 1978 and a tape-recorded statement she made on August 14, 1978. Shortly before the scheduled pre-trial hearing on the motion to suppress, defense counsel withdrew the motion, intending to reassert it at trial.[6] Because of the chance that Dr. Whittington would not be available to testify at trial, when the trial judgment would resolve the issues in the motion to suppress, his psychiatric testimony relating to the admissibility of the defendant’s extra-judicial statements was preserved by a deposition taken before a different judge four days before trial. [17] The psychiatrist’s deposition testimony was that the defendant did not understand the Miranda[7] advisement given her before the tape-recorded statement was taken
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because her lack of self-confidence prevented her from saying “no” to authority figures; because she did not believe she had done anything wrong, she saw little element of risk to herself in making a statement. The psychiatrist believed that the defendant’s protective mechanism was to deny that the child she saw in the hospital on August 14th before making the statement was her daughter. When the police officer in the hospital room asked her whether she realized “that’s your own flesh and blood lying there,” the psychiatrist described the defendant as lapsing into a disassociative state, a trance-like condition which continued until the immediate threat to her emotional integrity ended. The result, according to the deposition, was that she had no conscious memory of making the statement until she heard the tape.
[18] The defendant also intended to call Dr. Whittington to testify about her mental state at the time the offense was committed. Although the defendant did not make an offer of proof, based on our review of his testimony at the sanity trial, the psychiatrist apparently was expected to testify that on the night of the crime the defendant was suffering reactive psychosis, a temporary psychotic state resulting from stress, which would raise the affirmative defense of impaired mental condition[8] under section 18-1-803, C.R.S. 1973 (1978 Repl. Vol. 8). [19] Defense counsel failed to personally serve Dr. Whittington with a subpoena before he left the country on March 31st.[9] Crim. P. 17(d) defines service of a subpoena as “delivering a copy thereof to the person named and, if ordered by the court, by tendering to those residing outside the county of trial the fee for one day’s attendance and the mileage allowed by law.” Crim. P. 17(g) provides that “[f]ailure by any person without adequate excuse to obey a subpoena served upon him may be deemed a contempt of the court from which the subpoena is issued.” We have held that, under some circumstances, failure of a court to grant a continuance when a witness who has been subpoenaed fails to appear requires reversal People v. Lee, 180 Colo. 376, 506 P.2d 136 (1973). [20] Defense counsel maintained at trial that they had subpoenaed Dr. Whittington by mail[10] as authorized in an administrative order effective July 1, 1977 signed by Chief Judge Joseph Lilly of the Denver District Court. The administrative order provided that “non-appearance of a witness served by the Public Defender by mail . . . shall normally be grounds for continuance of the case unless otherwise ordered by the court . . . .” The administrative order apparently was intended to reduce the state’s costs for serving subpoenas to witnesses on behalf of indigent defendants. See Crim. P. 17(b); People v. McCabe, 37 Colo. App. 181, 546 P.2d 1289 (1975). [21] The defendant argues that service of a witness by mail is sufficient to require a continuance if the witness fails to appear. Under the facts of this case, we disagree. An administrative order, while effective for issuance of subpoenas in most instances, isPage 358
not sufficient to invoke the sanction of contempt under Crim. P. 17(g). Without the sanction of contempt, a witness, such as Dr. Whittington, who would not otherwise be available to testify, cannot be said to have been compelled to appear. Evidently, defense counsel here hoped that by taking a deposition of the doctor’s suppression testimony and by relying on the prosecution’s representation that trial would last long enough to allow the doctor to return to testify about the defendant’s mental state at the time the offense was committed, counsel could avoid antagonizing their witness by dispensing with the protection of a served subpoena. However, the court specifically told defense counsel to subpoena their witness before he left the country and forewarned them that no continuance would be granted if the psychiatrist, allegedly a crucial witness, failed to appear. From the record, it is clear that defense counsel did not expect their witness to appear without a served subpoena. Given the trial court’s warning and the availability of a subpoena served in person, the defendant cannot rely on an administrative order allowing subpoenas to be mailed as a basis for a continuance. The denial of a motion for continuance in a criminal proceeding is within the sound discretion of the trial court and will not be disturbed absent a showing of abuse. Miller v. People, 178 Colo. 397, 497 P.2d 992 (1972) Moore v. People, 164 Colo. 222, 434 P.2d 132 (1967); People v. Dillon, 633 P.2d 504 (Colo.App. 1981). The trial court did not abuse its discretion in denying a continuance because the defendant’s psychiatric witness who had not been served with a subpoena failed to appear. People v. Dillon, supra.
[22] The defendant also claims that the trial court abused its discretion in denying her request for a two-day continuance at the close of the prosecution’s case. One of the bases of the prosecution’s objection to a continuance when sought by the defendant before trial was that voir dire of prospective jurors would last at least a week, and the prosecution’s presentation of evidence would continue long enough for Dr. Whittington to return from Mexico in time to testify. However, voir dire took only two days and the prosecution rested its case on Monday, April 9th. The defense asked for a continuance until Thursday morning, April 12th, to present Dr. Whittington’s testimony. The prosecution did not object to the requested continuance.[11] The trial court denied the request because the psychiatrist had not been served with a subpoena. The defense then rested without presenting any testimony, and the jury returned its verdicts at noon, April 11th. [23] When defense counsel decided not to serve Dr. Whittington with a subpoena, they knew, as their motions for a continuance indicate, the risk that the trial would be completed before the psychiatrist was available to testify. The decision not to serve Dr. Whittington, when there was ample opportunity, was a trial tactic, subject to the risk of backfiring, and thus the defendant is not entitled to complain that she was deprived of the right to present testimony on the defense of impaired mental condition. See U.S. v. Smaldone, 544 F.2d 456, cert. denied, 430 U.S. 967 (1976); People v. Shackelford, 182 Colo. 48, 511 P.2d 19 (1973); Fresquez v. People, 178 Colo. 220, 497 P.2d 1246 (1972). [24] The defendant also argues that she should have been granted a continuance on April 2, 1979, to give her more time to find Angela Chestnut and Barbara Allen, inmates at the Denver County Jail in February, 1979. The defendant argued that she was unable to find the witnesses, but shePage 359
made no offer of proof as to their expected testimony. However, she attached to her motion for a new trial two affidavits signed by Chestnut to the effect that she spoke with Goodro on a bus returning prisoners to the County Jail, that he said “Cheryl wasn’t even there when it all happened,” and that he would see to it that “she got some time.” Chestnut would not have been able to testify to these statements, however, as both were hearsay. See Moya v. People, 79 Colo. 104, 244 P. 69
(1926); C.R.E. 801 and 802. Because there is no indication that the testimony from Chestnut and Allen would have been admissible, the defendant was not entitled to a continuance to find and subpoena them, and the failure of the trial court to grant a continuance was not error McGregor v. People, 176 Colo. 309, 490 P.2d 287 (1971).
III.
[28] The only account of the events on August 7, 1978 and the morning of August 8, 1978 is the statement of the defendant tape-recorded by the police on August 14, 1978. The taped statement was played to the jury. The defendant contends that the trial court erred in admitting the taped statement because it was obtained as a result of a statement the defendant gave to the police on August 12th. The trial court suppressed the August 12th statement because it was obtained in violation of the defendant’s right to counsel. After the defendant turned herself in at the police station in Pocatello, Idaho, Detective Penington from the Denver Police Department flew to Pocatello, met with the defendant on August 12, 1978, and advised her of her Miranda rights. The defendant initially refused to make a statement, but Penington continued to question her about the location of her son in order to protect the child. The defendant gave conflicting stories about where her son was and who he was with, and at that point, Penington confronted her with the information he had about the children’s foster home and Goodro which contradicted her stories. The defendant said that if he knew that must, she might as well tell him everything. He re-advised her of her rights and then took the “Pocatello statement.” This statement for the first time related Goodro’s involvement and what happened at the motel in Denver. The court found that the detective had assured the defendant that the questioning would be only in connection with her son’s safety. Therefore, she had not waived her
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right to refused to talk with respect to her daughter, and the trial court suppressed the “Pocatello statement” because Penington conducted the questioning about the incident involving Gaynell after the defendant had invoked her right to cut off questioning. Edwards V. California, 451 U.S. 477 (1981); Michigan v. Mosley, 423 U.S. 96 (1975).
[29] When the defendant returned to Denver, she asked the police to take her to the hospital to see her daughter, and on August 14, 1978, Detective Penington and another detective drove her to the hospital. She informed the officers that her attorney had advised her not to answer questions, but after viewing her daughter, she “blurted out” that she would testify against Goodro. She then made the tape-recorded statement which was played to the jury. The defendant contends that the tape-recorded statement should have been suppressed because it was so tainted by the illegal “Pocatello statement” as to be “fruit of the poisonous tree.” See Wong Sun v. United States, 371 U.S. 471 (1963); Silverthorne Lumber Co. v. United States, 251 U.S. 385 (1920); People v. Lowe, 200 Colo. 470, 616 P.2d 118(1980). Whether the tape-recorded statement is the fruit of the “Pocatello statement” is a question of fact for determination by the trial judge. The trial court here found the tape-recorded statement admissible without specifically considering whether it was “`sufficiently an act of will to purge the primary taint.'” Brown v. Illinois, 422 U.S. 590, 602 (1975) quoting Wong Sun v. United States, 371 U.S. at 486 (1963). [30] The defendant argues that the tape-recorded statement was tainted by the “Pocatello statement” because these statements were the only two which varied from the earlier “Hilton” accounts. In addition, the defendant insisted that she would give the tape-recorded statement if Detective Penington, the officer who took the “Pocatello statement,” were the only officer present. The People counter that the taint of the initial illegal questioning is purged if sufficient time has passed People v. Lowe, supra; if there are sufficient intervening circumstances between the statements, McCall v. People, 623 P.2d 397 (Colo. 1981); and if there was a valid purpose to the official misconduct which led to the suppression of the earlier statement, McCall v. People, supra. [31] Here, two days elapsed between the “Pocatello statement” and the tape-recorded statement. During the intervening time, the defendant travelled from Idaho to Denver, consulted with counsel, and viewed her daughter at the hospital. We conclude that passage of time and the intervening events were sufficient to distinguish the statements one from another. The police interrogation in Pocatello had a valid purpose: the protection of the defendant’s son whose safety with Goodro was the cause for police questioning. The circumstances purged the second statement of the primary taint. [32] In addition, although an advisement of Miranda alone is not sufficient to purge the taint of a prior illegal statement, People v. Lowe, supra; McCall v. People, supra, here, the trial judge noted that the defendant had been advised and had waived her rights on August 8th and August 10, 1978, that she had been advised and asserted her rights on August 12, 1978, that she had been re-advised and given a limited waiver on August 12, 1978, and that she had been advised and asserted her rights on August 14, 1978, before being re-advised and waiving her rights later the same day. The record supports the trial court’s conclusion that the defendant, when she gave the taped statement, knowingly, intelligently, and voluntarily waived her rights. [33] The transcript of the taped statement begins with the following colloquy: [34] Officer: “Had you been advised by anyone prior to that time that you did not have to talk to the police and you did not have to give us any statements?” [35] Defendant: “Yes [the Public Defender’s office].” [36] Officer: “Do you now wish to voluntarily talk to me about this case?”
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[37] Defendant: “Yes.” [38] Officer: “Why do you want to talk to me at this time after being advised by an attorney that you didn’t have to?” [39] Defendant: “Because I want to.” [40] Detective Penington also testified that the defendant told him that her attorneys were going to be mad but she would talk to him anyway. [41] The defendant now asserts that police questioning when the defendant waived her right to counsel without first contacting that counsel and providing counsel an opportunity to be present violated the defendant’s right to counsel. The defendant urges a per se rule that whenever a defendant is represented by an attorney, she may not waive her right to counsel without the presence of the attorney. We rejected a per seapproach in People v. Thorpe, 641 P.2d 935, 941 (Colo. 1982) when we held, “The fact that a statement was obtained without notification of counsel and out of the presence of counsel does not by itself amount to an unconstitutional violation of the defendant’s rights.” Here, the evidence that the defendant knew she had a right to counsel and intentionally waived that right contrary to counsel’s advice is sufficient to support a waiver of her constitutional right to remain silent and to counsel.
IV.
[42] The defendant’s next allegation of error is that the trial court should have granted her motion for a mistrial when a Pocatello, Idaho, police sergeant testified that she refused to take a polygraph examination.[13] The sergeant testified that he questioned the defendant about whether she had been involved in the infliction of the child’s injuries. He said that the defendant responded that she would not have turned herself in if she had and then volunteered that she would not be willing to take a polygraph examination. He testified that he had not asked her if she would take such an exam, but that she brought it up herself because she claimed her brother once was found guilty on the basis of the results of a polygraph. The defendant’s remark about a polygraph was only one part of a longer, volunteered statement. The trial court acknowledged that Mills v. People, 139 Colo. 397, 339 P.2d 998
(1959) prohibits introduction in a criminal trial of evidence of an accused’s refusal to submit to a lie detector test. The court also noted the rule that a defendant’s extra-judicial statement will be admitted in its entirety, McRae v. People, 131 Colo. 305, 281 P.2d 153 (1955), and that under the circumstances of this case this rule conflicted with the rule against introducing evidence that a defendant had refused to take a polygraph. The trial court decided that, because law enforcement officials had not requested a polygraph, the rule favoring admission of the entire statement governed, and the court denied a mistrial. Under the circumstances here, we agree. In addition, we note that the defendant’s volunteered refusal to take a polygraph came after she had related the “Hilton” story which she later admitted was untruthful. Therefore, testimony about her refusal to take a polygraph on the “Hilton” story was harmless because ample evidence reflecting adversely on her credibility already was before the jury.
V.
[43] Finally, the defendant contends that the trial court improperly instructed the jury about the statutory duties of a parent to a child and complicity.
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[47] The statutes of this state impose a duty upon a parent to provide proper medical care or any other care necessary for his or her child’s health or well-being.” [48] The defendant maintains that Instruction No. 18 interjected irrelevant legal issues into the case and provided a basis for the jury to find the defendant guilty of child abuse without reference to the elements of criminal child abuse. [49] Under section 18-6-401, C.R.S. 1973 (1978 Repl. Vol. 8), a person may commit child abuse if he negligently permits a child to be placed in a situation that may endanger the child’s life or health or to be cruelly punished. “Criminal negligence” is defined in section 18-1-501, C.R.S. 1973 (1978 Repl. Vol. 8) as a “gross deviation from the standard of care that a reasonable person would exercise,” resulting in a failure “to perceive a substantial and unjustifiable risk . . . .” Instruction No. 18 defined “standard of care” in language taken from the definition of a “neglected or dependent child” in section 19-1-103(20), C.R.S. 1973 (1978 Repl. Vol. 8). [50] We discussed the interrelationship between criminal child abuse and the provisions of the Children’s Code, section 19-1-101, et seq., C.R.S. 1973 (1978 Repl. Vol. 8 and 1981 Supp.) in People v. Jennings, 641 P.2d 276 (Colo. 1982) as illustrative of the legislative distinction between unwarranted parental abuse and permissible limits of discipline. Here also the trial court used language from the Children’s Code to delineate the standard of parental care underlying the statutory prohibitions. The trial court did no more than give the jury the statutory context which makes intelligible the language of section 18-6-401, “negligently permits a child to be placed in a situation that may endanger the child’s life . . . or to be cruelly punished.” People v. Jennings, supra. Whether there was a gross deviation from that standard remained a jury question. [51] The defendant specifically objects to the failure of Instruction No. 18 to indicate that it was not a criminal standard and the resulting possibility that the jury could have applied the definition of standard of care to convict the defendant without a standard of proof. However, instructions must be viewed as a whole. People v. Gallegos, 644 P.2d 920(Colo. 1982); People v. Blair, 195 Colo. 462, 579 P.2d 1133 (1979). Here the jury was properly instructed on the elements of child abuse and that the burden of proof was on the prosecution to prove the defendant’s guilt beyond a reasonable doubt. We conclude that Instruction No. 18 was an aid to the jury which did not detract from the elements of criminal child abuse. [52] At trial, the defendant objected to Instruction No. 23 on complicity,[14] claiming there was no evidence of complicity. The trial court instructed the jury on complicity over the defendant’s objection because it viewed the evidence as supporting the instruction. On appeal, the defendant contends that Instruction No. 23, requiring the intent to promote or facilitate the commission of the offense, is inconsistent with one of the possible culpable mental states, criminal negligence for failing to perceive a substantial and unjustifiable risk, required to commit child abuse. The defendant argues that it is logically impossible for a person to have the intent to promote or facilitate an unintended act.[15] [53] We disagree that a complicity instruction is necessarily inconsistent with the crime of child abuse. Child abuse can be committed either by causing or permitting a child to be
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placed in a dangerous situation or to be cruelly punished. In addition, at the time of this crime, child abuse could be sustained on the basis of an intentional or knowing mens rea as well as on a negligent mens rea.
The evidence in this case supports the inference that the defendant knew Goodro was beating her child and did nothing to stop him. The jury could have found that she had the specific intent required for complicity in permitting him to abuse the child.