No. 85SA251Supreme Court of Colorado.
Decided September 8, 1987.
Page 303
Appeal from the District Court, Larimer County Honorable John A. Price, Judge
Stuart A. VanMeveren, District Attorney, Loren B. Schall, Assistant District Attorney, Clifford E. Riedel, Chief Deputy District Attorney, Laurie K. Rottersman, Deputy District Attorney, for Plaintiff-Appellant.
Miller, Hale Harrison, Daniel C. Hale, for Defendant-Appellee.
EN BANC
JUSTICE LOHR delivered the Opinion of the Court.
[1] The People appeal from a judgment of the Larimer County District Court dismissing charges of aggravated robbery and crime of violence against the defendant, Earl William Campbell. The district court dismissed the charges on the basis of a finding and conclusion that the defendant had not been brought to trial within ninety days of receipt of his request for final disposition of the charges, in violation of his rights under the Uniform Mandatory Disposition of Detainers Act, § 16-14-101 to -108, 8A C.R.S. (1986) (the Uniform Act). We affirm.I.
[2] The relevant facts are not in dispute. In September of 1982, the defendant was arrested for activities not at issue in the present case and was confined in the El Paso County jail. At the time of his arrest, the defendant was on parole stemming from a sentence imposed in Colorado. The department of corrections placed a “parole hold” on the defendant, and that “hold” remained in effect during all times relevant to this proceeding until the defendant’s parole was revoked on May 16, 1985.
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was advised of his rights and of the charges against him, and counsel was appointed to represent him.
[9] On May 20, 1985, counsel for the defendant filed a motion to dismiss the Larimer County charges for violation of the Uniform Act.[1] The motion averred that the defendant had requested final disposition of the Larimer County charges by his letter of July 19, 1984, and that he had not been brought to trial within ninety days of receipt of that letter by the court and prosecuting official, as required by section 16-14-104 of the Uniform Act. [10] A hearing on all pending motions was set for June 3, 1985. On that date, the court heard argument on the motion to dismiss for violation of the Uniform Act and on June 17 ruled that the defendant’s rights under the Uniform Act had been violated and that the Larimer County charges must be dismissed. Specifically, the court concluded that the defendant had been in the legal custody of the department of corrections as a parolee since September 1982, that under the Uniform Act the defendant should have been tried within ninety days of the receipt of his July 19, 1984, letter by the court and the district attorney, and that because the defendant had not been tried within that time dismissal was required.[2] The People appealed from the judgment of dismissal. [11] On appeal, the People assert that (1) the Uniform Act is inapplicable because a detainer was not filed with the department of corrections based on the Larimer County charges; (2) the ninety day period within which a defendant must be brought to trial after requesting final disposition of charges had not expired because the Uniform Act requires that the defendant be in the custody of the department of corrections under sentence during the entire ninety days, and the defendant was not; and (3) the district court erred in holding that the defendant’s July 19, 1984, letter triggered the ninety day provision of the Uniform Act because the letter failed to meet the minimum requirements of the Uniform Act. [12] On September 15, 1986, we announced an opinion rejecting the People’s arguments and affirming the judgment of the district court dismissing the charges. Shortly thereafter, within the time provided for filing petitions for rehearing, we withdrew our opinion on our own motion and ordered the parties to file additional briefs on the issue of the applicability of the Uniform Act “in light of recent decisions of this Court, including People v. Yellen, 704 P.2d 306 (Colo. 1985), People v. Higinbotham, 712 P.2d 993(Colo. 1986), People v. Bolin, 712 P.2d 1002 (Colo. 1986), and People v. Morgan, 712 P.2d 1004 (Colo. 1986).” Thereafter, the parties filed briefs and presented oral argument. [13] Since the parties are in disagreement and the record is unsatisfactory as to whether a detainer was properly filed on the basis of the Larimer County charges, we first address the question of whether the Uniform Act has any applicability in the absence of the filing of a detainer. We conclude that, under the Uniform Act, the right of a person in the custody of the
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department of corrections to request final disposition of criminal charges and thereby to obtain a right to trial within ninety days on those charges is not dependent upon the filing of a detainer. We then consider whether the defendant was “in the custody of the department of institutions” and therefore entitled to rights under the Uniform Act while incarcerated in county jail and whether he adequately asserted the right to request final disposition of the pending Larimer County charges in this case.
II.
[14] The record does not contain any document filed with the sheriff of El Paso County as a detainer in this case and does not permit a definitive determination of whether a detainer was filed within the meaning of the Uniform Act. The initial inquiry, therefore, is whether the Uniform Act has any applicability in the absence of the filing of a detainer. We hold that notwithstanding the absence of a detainer, a person in the custody of the department of corrections has the right under the Uniform Act to request final disposition of untried indictments, informations or criminal complaints pending against that prisoner in Colorado. Accordingly, it is unnecessary to determine whether a detainer was filed with respect to the Larimer County charges.
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IAD governs the disposition of detainers filed in one contracting state relating to charges pending in another, while the Uniform Act relates to detainers based on charges pending in the State of Colorado. We have often stated that these two acts embody like policies, and, generally, the principles of one may be applied to the other. E.g., Sweaney v. District Court, 713 P.2d 914, 918 (Colo. 1986); People v. Higinbotham, 712 P.2d at 997 n. 2; People v. Yellen, 704 P.2d at 311; People v. Swazo, 199 Colo. 486, 489, 610 P.2d 1072, 1074 (1980).
[18] Article III(a) of the IAD explicitly provides that the IAD is applicable only to circumstances in which there exists an “untried indictment, information, or complaint on the basis of which a detainer has been lodged against the prisoner . . . .” § 24-60-501, 10 C.R.S. (1982) (emphasis added).[4] The Uniform Act contains no such specific limitation but instead speaks of “final disposition of any untried indictment, information, or criminal complaint pending against [any person in the custody of the department of corrections pursuant to sentence] in this state.” § 16-14-102(1), 8A C.R.S. (1986).[5] [19] The People urge that notwithstanding the differences in language between Article III(a) of the IAD and section 16-14-102(1) of the Uniform Act, the Uniform Act should be construed to relate only to charges on the basis of which detainers have been filed. We believe that to do so would ignore the important differences between the two statutes and would be contrary to the plain meaning of section 16-14-102(1). [20] As previously noted, the IAD and the Uniform Act were adopted in Colorado on the same day in 1969. The differences in the language of the two statutes is striking. The applicability of the IAD is specifically limited to charges on the basis of which detainers have been filed. The Uniform Act contains no such limitation. The scope of each provision is apparent from its face, and we must give effect to the plain meaning of the words used by the legislature. People v. District Court, 713 P.2d 918, 921(Colo. 1986); People v. Mascarenas, 706 P.2d 404, 406 (Colo. 1985); People v. Macias, 631 P.2d 584, 587 (Colo. 1981). Cf. People v. Gonzales, 679 P.2d 1085 (Colo. 1984) (an arrest warrant that has not resulted in formal charges is not included within the terms “untried indictment, information, or criminal complaint,” as used in section 16-14-102(1) of the Uniform Act). [21] The People assert that People v. Yellen is persuasive that we should construe the Uniform Act to be inapplicable unless a detainer has been filed. We do not agree. In People v. Yellen we considered that portion of the Uniform Act requiring the superintendent of the institution where the prisoner is confined “to promptly inform each prisoner, in writing, of the source and nature of any untried indictment, information or criminal complaint against him of which the superintendent has knowledge, and of the prisoner’s right to make a
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request for final disposition thereof.” § 16-14-102(2), 8A C.R.S. (1986) (emphasis added). We noted that the mere awareness of a charge does not supply the superintendent with sufficient information to fulfill the duty to inform a prisoner of the “source and nature” of that charge. People v. Yellen, 704 P.2d at 310. We further observed that section 16-14-102(3) provides for dismissal of a pending charge if the superintendent fails to inform a prisoner “as required by subsection (2) of this section, within one year after a detainer from this state has been filed with the institution where the prisoner is confined[,]” thus indicating that it is intended that a detainer, and not information from some other source, be the origin of knowledge that gives rise to a duty to advise a prisoner of a pending charge. Id. (emphasis added). We stated as well that the IAD is specific in requiring that a detainer be filed to trigger the duty of the custodian to advise a prisoner and that we have held that “policy concerns underlying the IAD can be applied to the [Uniform] Act.” Id. at 311.
[22] In People v. Yellen we also noted the comments made by the Council of State Governments in including the proposed Uniform Act in its suggested state legislative program for 1959 that the basic purpose of the Uniform Act is to permit a prisoner to clear up detainers that have been lodged against him. Id. Finally, we observed that one of the purposes behind the Uniform Act was to provide a procedure for elimination of detainers because of their adverse effects on the terms and conditions of a prisoner’s incarceration and release on parole. Id. We discovered no indication that such adverse effects resulted from pending charges as to which no detainer has been filed. Id. at 312. We have followe Yellen in People v. Morgan, 712 P.2d 1004 (Colo. 1986), and People v. Bolin, 712 P.2d 1002 (Colo. 1986). [23] The question here presented is different, however, from that of the circumstances giving rise to a duty of the superintendent to notify a prisoner of the source and nature of untried charges. We must determine whether a prisoner has a right to disposition of untried charges[6] of which he has knowledge even if no detainer has been filed on the basis of those charges. [24] Many of the same adverse effects that attend the filing of a detainer are also presented by the existence of untried charges even in the absence of a detainer. Untried charges present difficulties to prison authorities and parole boards in formulating a prisoner’s rehabilitative program, since such a program must be adopted without knowing whether the prisoner will be convicted on other charges. Pending charges also may adversely affect a prisoner’s attitude towards rehabilitation, since the possibility of other convictions makes the prospect of release problematical no matter how zealously a prisoner might work to accomplish his own reform. Delay in going to trial and inability to prepare for trial while incarcerated are also effects that may be prejudicial to a prisoner subject to untried charges. See United States v. Ford, 550 F.2d 732, 737-40 (2d Cir. 1977) People v. Higinbotham, 712 P.2d at 997-98. Although these concerns are expressly placed outside the purview of the IAD by its language requiring the filing of a detainer to trigger the statute’s applicability, the Uniform Act contains no such limitation. We believe that the important policy considerations presented by untried charges with respect to facilitating the rehabilitation of prisoners give further reason to believe that the difference in the language of the Uniform Act and the IAD was purposeful, and that the Uniform Act was intended to have a broader scope in according prisoners a right to obtain disposition of untried charges than its interstate counterpart, the IAD. [25] The Uniform Act also provides that it “shall be so construed as to effectuate itsPage 308
general purpose to make uniform the laws of those states which enact it.” § 16-14-108. The Uniform Act has been adopted by eight states. See
Unif. Mandatory Disposition of Detainers Act, 11 U.L.A. 196 (1987 Supp.). Although few reported decisions involve the issue of the statute’s applicability in the absence of the filing of a detainer, cases that address the adequacy of a prisoner’s request for final disposition of charges do not inquire into whether a detainer was filed. Those decisions, therefore, do not treat such a filing as a prerequisite to a prisoner’s right to request disposition of untried charges. See People v. Hughes, 38 Cal.App.3d 670, 113 Cal.Rptr. 508 (1974) (the court’s failure to grant defendant’s motion to dismiss the information on speedy trial grounds was found to be a violation of Cal. Penal Code § 1381 (West 1982), which is California’s statute pertaining to the disposition of untried charges pending within the state and after which the Uniform Act was patterned); State v. Turley, 442 S.W.2d 75 (Mo. 1969); State v. Kania, 341 N.W.2d 361 (N.D. 1983); State v. Moore, 521 P.2d 556 (Utah 1974). Cf. Yackle, Taking Stock of Detainer Statutes, 8 Loy. L.A.L. Rev. 88, 111-13 (1975) (both the Uniform Act and the Interstate Agreement on Detainers seek to alleviate administrative difficulties relating to untried charges, but only the Interstate Agreement expressly limits its own application to cases in which a detainer has been filed); Note Convicts — The Right to a Speedy Trial and the New Detainer Statutes, 18 Rutgers L. Rev. 828, 859-60 (1964) (a detainer is not a condition precedent to a prisoner’s right under Uniform Act to request disposition of untried charges).
III.
[27] We next address the question of whether the defendant was “in the custody of the department of corrections” under sentence so as to be entitled under section 16-14-102 to request final disposition of the Larimer County charges when he made such request by his July 19, 1984, letter and for any required period thereafter.
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independently sufficient to invoke the protection of the Uniform Act, for we conclude that even when in county jail he was in the custody of the department of corrections within the meaning of section 16-14-102.
[30] We were presented with this same question in People v. Mascarenas, 666 P.2d 101 (Colo. 1983). There, a defendant on parole for prior convictions was arrested in Weld County for crimes committed in that county. Id. at 104. While awaiting trial, he escaped and was charged with additional crimes committed in El Paso County. Id. He was subsequently arrested in the State of Washington and was extradited from that state and placed in the Jefferson County jail. Id. at 105. There, detainers were lodged against him by the sheriffs of both El Paso and Weld Counties, jurisdictions in which charges were pending that provided the bases for the extradition. Id. Defendant Mascarenas invoked his rights under the Uniform Act to request prompt disposition of the charges. Id. We specifically considered whether the defendant was in the custody of the department of corrections for the purpose of the Uniform Act under these circumstances and stated: [31] “The defendant was in the legal custody of the department of corrections at the time his requests were made. Mascarenas was on parole for prior convictions when he was arrested in Weld County. Parole was revoked after the Weld County charge was filed. We have held that a person placed on parole remains in the legal custody of the department of corrections for the term of his sentence. . . . The defendant was therefore in custody for purposes of the [Uniform] Act and was entitled to invoke its protections.” [32] Id. at 106 (citations omitted). [33] The People argue, however, that our holding in Mascarenas that a person placed on parole remains in the legal custody of the department of corrections is limited to circumstances in which, as in Mascarenas, parole has been revoked. See People v. Ybarra, 652 P.2d 182 (Colo.App. 1982). The People contend that since the defendant’s parole was not revoked in the present case until May 16, 1985, he was not in the custody of the department of corrections until that time, and the trial court erred in dismissing the information because the remainder of the ninety day period[7] had not run from the revocation of parole to the dismissal of the charges on June 17, 1985. We cannot accept this argument. [34] The holding in Mascarenas that the department of corrections maintains legal custody over a parolee is not limited to circumstances in which parole has been revoked. Inherent in the status of a parolee is that such a person is not in the physical custody of the department of corrections. Although not in its physical custody, a parolee remains in the legal custody of that department. § 17-2-207(3), 8A C.R.S. (1986). He is monitored by an officer of the department and must report periodically to the officer. His freedom, while significantly greater than that experienced while in the physical custody of the department of corrections, remains limited. For these reasons, we decline to read Mascarenas to confine the circumstances in which a parolee will be regarded as being in the custody of the department of corrections for the purposes of the Uniform Act to those circumstances in which parole has been revoked. To the extent that People v. Ybarra, 652 P.2d 182 (Colo.App. 1982), holds to the contrary, it has no vitality after Mascarenas. IV.
[35] The People contend that neither the defendant’s July 14, 1983, letter nor his July 19, 1984, letter was sufficient to trigger the Uniform Act’s ninety-day speedy trial period. We agree as to the 1983 letter but conclude that the 1984 letter met the requirements of the Uniform Act.
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A.
[36] The July 14, 1983, letter makes no mention of the Uniform Act by name or statutory citation. It simply makes a “demand for trial” and for a “speedy trial.” These general requests are at least equally consistent with a demand for speedy trial under section 18-1-405(1), 8B C.R.S. (1986), as with an effort to invoke rights under the Uniform Act. See also Colo. Const. art. II, § 16; Crim. P. 48(b). We conclude that the letter was too indefinite to constitute a request for disposition of the defendant’s untried Larimer County information under the Uniform Act.
B.
[37] The July 19, 1984, letter clearly constituted a request for disposition of charges under the Uniform Act. The letter was couched in terms of a motion to dismiss for failure to have complied with the “UNIFORM MANDATORY DISPOSITION OF DETAINERS ACT, found in Article 14 of the Colorado Revised Statutes.” The letter sufficiently identified the Act to constitute a request, and the trial court properly treated the letter as an effort by the defendant to invoke his right to prompt final disposition of the Larimer County charges under the Uniform Act.
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[44] We conclude that the defendant’s July 19, 1984, letter was a valid request under the Uniform Act. V.
[45] The People also assert that the defendant’s request was defective because it was not delivered to the superintendent and forwarded to the court and the district attorney with an accompanying certificate under section 16-14-103. Section 16-14-103, 8A C.R.S. (1986), provides:
VI.
[50] The People argue in the alternative that if the defendant did invoke the requirement of the Uniform Act that he be brought to trial within ninety days of receipt of his request by the court and the prosecuting official, he acquiesced to delays through his various motions to substitute counsel during the period from December 19, 1984, to May 9, 1985. We disagree.
or parts 1 and 2 of article 13 of this title may request final disposition of any untried indictment, information, or criminal complaint pending against him in this state. The request shall be in writing addressed to the court in which the indictment, information, or criminal complaint is pending and to the prosecuting official charged with the duty of prosecuting it and shall set forth the place of confinement.”
I.
[56] The court’s duty in answering the question before us today is to construe the Act in the manner best giving effect to the legislature’s intent in enacting the law. People v. District Court, 713 P.2d 918, 921
(Colo. 1986); People v. Mascarenas, 706 P.2d 404, 406 (Colo. 1985). We should be guided in this endeavor by looking to the problems the legislature addressed, Schubert v. People, 698 P.2d 788, 793-94 (Colo. 1985). Finally, our construction of a particular section of the Act should reflect its place in the scheme of the whole statute. Humana, Inc. v. Board of Adjustment of City of Lakewood, 189 Colo. 79, 82, 537 P.2d 741, 743
(1975); People ex rel. Dunbar
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v. Trinidad State Junior College, 184 Colo. 305, 309, 520 P.2d 736, 738
(1974).
based on an outstanding indictment, information or complaint, may make a request for final disposition of the charges against him. If trial on them is not had within a reasonable time as defined in the statute, the indictment, information or complaint ceases to be of any further force or effect, and the detainer based thereon is removed with prejudice. The Uniform Act provides for dismissal of the detainer with prejudice under the circumstances outlined above and also upon failure of the proper correctional official to inform a prisoner within one year after a detainer has been filed against him at the institution.” (Emphasis added.) [62] Committee of State Officials on Suggested State Legislation, 19 Suggested State Legislation, 167, 167-68 (1958). [63] The Committee considered a similar California law, and the Commissioners, in adopting the Act in 1958, explained that: [64] “California has devised a method of obtaining prompt disposition of detainers by providing that prosecuting officials, upon the request of the prisoner, must move forward with trial of the charge which caused the detainer. Failing to do so within a reasonable time automatically brings about a dismissal of such charge and withdrawal of the detainer. This procedure is available to the prisoner both with regard to detainers lodged at the time imprisonment commences or during the continuance of the term of imprisonment. In other words, a sort of `statute of limitations’ is applied to detainers to the end that valid charges will be ripened into trials whereas detainers merely lodged on suspicion or less will be dismissed. Competent authorities estimate that as many as 50% of warrants now lodged against prisoners are never intended to be prosecuted.” [65] (Emphasis added.) [66] Commissioners’ Prefatory Note, Uniform Mandatory Disposition of Detainers Act, 11 U.L.A. 321, 322 (1974). [67] The California law to which the Commissioners’ notes referred actually applies to any case in which a prisoner is charged with a crime, and not just to those cases in which a detainer is filed. See Cal. Penal Code § 1381 (West 1986). The Commissioners’ use of that law as an example of how abuses of detainers are prevented further indicates the narrow application of the Act. [68] Our previous decisions have recognized the limited scope of the Act. In People v. Higinbotham, 712 P.2d 993 (Colo. 1986), for example, we stated that “[u]nder the Uniform Act, a prisoner may request final disposition of any untried charges pending against him in Colorado on the basis of which a detainer has been lodged.“
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712 P.2d at 995 (emphasis added). Moreover, we have consistently rejected the claim that the Act was intended to apply to situations in which no detainer is filed against the prisoner. See People v. Bolin, 712 P.2d 1002, 1004 (Colo. 1986) (“The purpose of the Uniform Act is to provide a mechanism for the disposition of detainers; without a detainer, the act has no applicability”); People v. Yellen, 704 P.2d 306, 311-12
(Colo.), cert. denied, 106 S. Ct. 603 (1985).
II.
[69] In light of the Act’s clear focus on protecting prisoners from abusive detainers, I am unpersuaded by the majority’s rationale for expanding that protection to include cases in which no detainer is filed.
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[77] The thrust of the majority opinion lies in its conclusion that if the prisoner has knowledge of untried charges against him, he has a right to demand the speedy disposition of those charges even if no detainer is filed. Implicit in this conclusion is that the custodian of the prisoner need not be aware of those charges. If this be the case then the rationale behind the Act disappears, for it is only the custodian’s knowledge of the untried charges, as evidenced by a detainer being filed, which may trigger the adverse consequences of ineligibility for rehabilitation programs, maximum security detention, and delayed parole release. [78] It cannot be disputed that the Act arose out of widespread concern that the detainer system had become the subject of widespread abuse and that prisoners were entitled to some protection. However, to read the Act as the majority does transforms it into a special speedy trial law for prisoners. I cannot find any evidence that the legislature thought that prisoners needed additional protection, except in those cases in which detainers are filed with their custodians. [79] I would reverse the judgment of the district court. [80] I am authorized to say that JUSTICE MULLARKEY joins me in the dissent.