No. 97CA0385Colorado Court of Appeals.
July 9, 1998 Opinion Modified, and as Modified, Petition for Rehearing DENIED August 6, 1998. Certiorari Denied March 1, 1999.[*]
Whether respondent’s intrusion on seclusion claim is moot.
Whether the court of appeals erred in determining that an intrusion on seclusion claim is cognizable in Colorado.
Whether respondent stated a claim for intrusion on seclusion.
Justice RICE does not participate.
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Appeal from the District Court of the City and County of Denver, Honorable Nancy E. Rice, Judge, No. 95CV3998
JUDGMENT REVERSED AND CAUSE REMANDED WITH DIRECTIONS
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[EDITORS’ NOTE: THIS PAGE CONTAINS HEADNOTES. HEADNOTES ARE NOT AN OFFICIAL PRODUCT OF THE COURT, THEREFORE THEY ARE NOT DISPLAYED.]Page 1063
Robert P. Borquez, Denver, Colorado, for Plaintiff-Appellant.
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Burg Eldredge, P.C., Diane V. Smith, Englewood, Colorado, for Defendant-Appellee.
Temple Law School, Scott Burris, Associate Professor, Philadelphia, Pennsylvania, for Amicus Curiae The American Civil Liberties Union AIDS/HIV Project; Mark Silverstein, Legal Director, Denver, Colorado, for Amicus Curiae The American Civil Liberties Union of Colorado; Chester R. Chapman, Michael W. Breeskin, Denver, Colorado, for Amicus Curiae The Legal Center for People with Disabilities and Older People.
Agneta Breitenstein, Boston, Massachusetts, for Amicus Curiae JRI Health Law Institute; Kevin W. Williams, Denver, Colorado, for Amicus Curiae Colorado Cross-Disability Coalition.
Division III
Hume, C.J., and Marquez, J., concur
Opinion by JUDGE DAVIDSON
[1] This action concerns the unauthorized testing of a blood sample and the subsequent publication of the results of that test. In his complaint against defendant, High-Tech Institute, Inc., d/b/a Cambridge College (Cambridge), plaintiff, John Doe, brought several claims for relief including, as relevant here, two claims for invasion of privacy, one premised on a theory of intrusion upon seclusion for the improper appropriation of private information, and another premised on public disclosure of private facts for the improper publication of that information. He appeals from the judgment entered against him by the trial court dismissing the claim for intrusion upon seclusion pursuant to C.R.C.P. 12(b)(5). We reverse and remand. [2] According to his complaint, plaintiff was a student in Cambridge’s medical assistant training program. Shortly after the beginning of a class, he informed the instructor that he had tested positive for human immunodeficiency virus (HIV) as the result of an anonymous blood test and requested the instructor to treat that information as confidential. [3] That same month, the instructor informed the class that all students at Cambridge were required to be tested for rubella. Each student was given a consent form indicating that such test would be performed on a blood sample. Plaintiff signed and returned the consent form with the understanding that his blood sample would be tested only for rubella. Without plaintiff’s knowledge, the instructor requested the laboratory doing the testing also to test plaintiff’s blood sample for HIV. She did not request this test for any other student. The test yielded a positive result for HIV. The laboratory, as required under 25-4-1402, C.R.S. 1997, reported plaintiff’s name, address, and positive HIV status to the Colorado Department of Health and informed Cambridge of the test results. [4] As a result of these events, plaintiff filed suit against Cambridge and the laboratory asserting several claims, including those described above. [5] The laboratory moved for and was granted dismissal of the claim for intrusion upon seclusion. Plaintiff later settled with the laboratory on his other claims. [6] Thereafter, based on the laboratory’s dismissal, Cambridge filed a motion pursuant to C.R.C.P. 12(b)(5) to dismiss plaintiff’s claim for intrusion upon seclusion, and the motion was granted effectively on the same grounds. The remaining claims proceeded to trial and a jury determined that Cambridge was liable to plaintiff on his claim of invasion of privacy based upon unreasonable disclosure of private facts. I.
[7] Initially, Cambridge contends that plaintiff’s appeal of the dismissal of his claim of intrusion upon seclusion is moot because he received a judgment after trial on his claim of invasion of privacy based upon unreasonable public disclosure of private facts. Cambridge argues that the claim on which plaintiff received judgment and the claim which was dismissed are simply different facets of a single claim of invasion of privacy and that, because plaintiff accepted the judgment awarded upon one claim, the other claim necessarily is rendered moot. We disagree.
A.
[8] Invasion of privacy is a generic term for a number of separate torts commonly identified as: (1) publicity that places one in a
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false light in the public eye; (2) appropriating one’s name or likeness for another’s benefit; (3) public disclosure of private facts, which concerns the communication or publication to third parties of information or activities which a person has held private; and, at issue here, (4) intrusion upon seclusion, which focuses on the manner in which information that a person has kept private has been obtained. See Prosser, Privacy, 48 Cal. L. Rev. 383 (1960).
[9] Although all of these claims concern, in the abstract, the concept of being left alone, each tort has distinct elements and establishes a separate interest that may be invaded. See Wolf v. Regardie, 553 A.2d 1213 (D.C.Ct.App. 1989); see also Robert C. Ozer, P.C. v. Borquez, 940 P.2d 371 (Colo. 1997) (noting that other jurisdictions recognize that privacy may be invaded in four ways). [10] According to Restatement (Second) of Torts 625B (1981), to prevail on a claim for intrusion upon seclusion as a violation of one’s privacy, a plaintiff must show that another has intentionally intruded, physically or otherwise, upon the plaintiff’s seclusion or solitude, and that such intrusion would be considered offensive by a reasonable person. See also Purrelli v. State Farm Fire Casualty Co., 698 So.2d 618 (Fla.Ct.App. 1997). [11] On the other hand, to prevail on a claim for unreasonable disclosure of private facts, a plaintiff must establish that: (1) the fact disclosed was private in nature; (2) the disclosure was made to the public; (3) the disclosure was one which would be highly offensive to a reasonable person; (4) the disclosed fact was not of legitimate concern to the public; and (5) the one who disclosed the fact did so with reckless disregard of the private nature of the fact disclosed. Robert C. Ozer, P.C. v. Borquez, supra. [12] Thus, not only do the two claims contain different elements that must be established, but here, each claim arises under differing circumstances and is established by different facts. The basis for plaintiff’s claim for intrusion upon seclusion is the improper appropriation of private information resulting from the HIV test that was performed without his knowledge or consent. In contrast, plaintiff’s claim for unreasonable disclosure of private facts arose from the laboratory’s reporting of the results of the unauthorized blood test to the department of health and Cambridge’s disclosure of the results to third parties.B.
[13] Cambridge argues that, nevertheless, even if plaintiff were allowed to proceed on his claim of intrusion upon seclusion, any damages he might be awarded would simply be duplicative of the damages he has already received. Alternatively, Cambridge points out that plaintiff has not appealed from the judgment entered in his favor on his claim for unreasonable disclosure of private facts. Thus, Cambridge asserts, because plaintiff has accepted the benefits of the judgment, he is precluded from challenging the dismissal of his seclusion claim. We disagree with both contentions.
1.
[14] Generally, a plaintiff may not receive a double recovery for the same wrong. Lexton-Ancira Real Estate Fund v. Heller, 826 P.2d 819 (Colo. 1992). However, as discussed, the claims made by plaintiff, while based on events occurring close in time, are not supported by identical evidence and do not comprise the same wrong. Accordingly, plaintiff is not seeking duplicative damages for the same loss under an alternative theory. Rather, he seeks damages for Cambridge’s conduct prior to and apart from any disclosure of his HIV status. Thus, the fact that plaintiff received a judgment on one claim does not render moot his appeal of the dismissal of the other claim.
2.
[15] Although, generally, a party who has accepted the benefits of a judgment may not seek reversal of that judgment on appeal, an appeal may lie if the provisions of the judgment from which the appeal is taken are not mutually dependent on those provisions from which the party has accepted the benefits, and reversal of the former will not require
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reversal of the latter. Rasheed v. Mubarak, 695 P.2d 754
(Colo.App. 1984); see Paulu v. Lower Arkansas Valley Council of Governments, 655 P.2d 1391 (Colo.App. 1982) (plaintiff who accepted benefit of judgment on contract claim was allowed to appeal denial of assessment of penalty and attorney fees against defendant because the appeal was based on a statutory claim).
(1995); see also Snakenberg v. Hartford Casualty Insurance Co., 299 S.C. 164, 383 S.E.2d 2 (1989) (if a plaintiff proves the liability of a defendant for intrusion upon seclusion, then the fact of damages is established as a matter of law); see generally Restatement (Second) of Torts 652H (1981). Such damages are to compensate a plaintiff for the mental suffering incurred as a result of the invasion. Monroe v. Darr, 221 Kan. 281, 559 P.2d 322 (1977). [21] Here, although it is undisputed that the jury heard evidence of the unauthorized test, it is apparent from the verdict forms that the jury was not instructed to determine whether the test itself caused damage to plaintiff. The jury was asked only to determine whether Cambridge unreasonably made public disclosure of a private fact — plaintiff’s HIV status — and if plaintiff was damaged by such disclosure. That the jury found for Cambridge on plaintiff’s other claim, not relevant here, and for plaintiff on his claim for unreasonable public disclosure demonstrated that the jury was capable of distinguishing Cambridge’s different actions and, therefore, a jury could determine, if so instructed, for which actions, if any, Cambridge should be held liable.
II.
[22] In addressing the merits of this appeal, we must answer two questions: (1) Does an unreasonable intrusion upon seclusion constitute a cognizable claim for relief in Colorado; and (2) if so, has plaintiff here stated such a claim. We answer both in the affirmative.
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blood sample that he has, in effect, abandoned or released to the public, and even if he has such privacy interest in the seclusion of his blood, the extra test performed on the relinquished blood sample was not so unreasonable as to establish a claim for relief. With each contention, however, we disagree.
A.
[24] Colorado already has recognized, generally, a claim for relief for invasion of privacy. See Rugg v. McCarty, 173 Colo. 170, 476 P.2d 753 (1970). In Rugg, although the court declined to attempt to delineate all the circumstances which would constitute a violation of one’s right to privacy, it did not preclude such decisions in the future. Moreover, recently, the supreme court also has recognized a claim for invasion of privacy based upon an unreasonable disclosure of private facts. See Robert C. Ozer, P.C. v. Borquez, supra.
(Me. 1976); Corcoran v. Southwestern Bell Telephone Co., 572 S.W.2d 212 (Mo.Ct.App. 1978); Billings v. Atkinson, 489 S.W.2d 858 (Tex. 1973); Lewis v. Physicians Dentists Credit Bureau, 27 Wn.2d 267, 177 P.2d 896 (1947); Zinda v. Louisiana Pacific Corp., 149 Wis.2d 913, 440 N.W.2d 548 (1989). [27] Although using slightly varying terms, those jurisdictions describe this claim as an intentional tort in which a plaintiff must establish that: (1) another person has intentionally intruded, physically or otherwise; (2) upon the plaintiff’s seclusion or solitude; and (3) such intrusion would be offensive or objectionable to a reasonable person. See, e.g., Purrelli v. State Farm Fire Casualty Co., supra. [28] This is consistent with the common law definition of invasion of privacy by intrusion upon seclusion as set forth under the Restatement (Second) of Torts 652B (1981) which provides that:
[29] See Grease Monkey International, Inc. v. Montoya, 904 P.2d 468One who intentionally intrudes, physically or otherwise, upon the solitude or seclusion of another or his private affairs or concerns, is subject to liability to the other for invasion of his privacy, if the intrusion would be highly offensive to a reasonable person.
(Colo. 1995) (court may apply restatement as a formulation of law applicable to an issue before the court). [30] Interestingly, we also note, although the supreme court did not label it as such, in Rugg v. McCarty, supra, the defendant’s repeated and harassing telephone calls to the plaintiff effectively constituted a violation of the plaintiff’s right to privacy based on an intrusion upon her seclusion. See Dunlap v. McCarty, 284 Ark. 5, 678 S.W.2d 261 (1984); see generally W. Prosser W. Keeton, Torts 117 (5th ed. 1984) (examples of intrusion upon seclusion include eavesdropping by wiretapping and persistent and unwanted telephone calls). [31] Thus, consistent with prior recognition of such claims, and in accordance with the views expressed in other jurisdictions, we see no reason in law or policy not to recognize a claim of invasion of privacy by intrusion upon one’s seclusion.
B.
[32] We conclude that plaintiff’s complaint sufficiently stated such a claim.
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is entitled to relief. If relief can be granted under such circumstances, then the motion to dismiss must be denied. Schlitters v. State, 787 P.2d 656 (Colo.App. 1989).
[34] Accordingly, here, the facts as alleged in plaintiff’s complaint, taken as true, must show that he had a privacy interest in the seclusion of his blood sample and that the unauthorized additional test performed upon the sample was an offensive intrusion.1.
[35] There are very few reported cases which involve factual circumstances similar to those presented here. However, in Doe v. Dyer-Goode, 389 Pa. Super. 151, 566 A.2d 889 (1989), upon considering an intrusion upon seclusion claim, the court determined that a plaintiff, by consenting to a premarital blood test, voluntarily relinquished the blood sample and, therefore, no longer held the sample in private seclusion. That court further determined that the defendant would be liable to the plaintiff only if the additional test unreasonably invaded the plaintiff’s private seclusion. The court concluded that, because the plaintiff did not hold the blood sample in private seclusion, the test could not be considered an invasion.
2.
[38] Although intrusion upon seclusion clearly encompasses an intrusion upon a physical space held in seclusion by a person, the element of seclusion also encompasses intrusions into a person’s private concerns based upon a reasonable expectation of privacy in that area. See Phillips v. Smalley Maintenance Services, Inc., 435 So.2d 705 (Ala. 1983) (intrusion by employer into employee’s sexual history); Hamberger v. Eastman, 106 N.H. 107, 206 A.2d 239 (1964) (common law tort of intrusion upon seclusion should protect people not places).
(1989). [41] Similarly, there is a generally recognized privacy interest in information concerning one’s health. Norman-Bloodsaw v. Lawrence Berkeley Laboratory, 135 F.3d 1260 (9th Cir. 1998) (few matters are quite so personal as the status of one’s health). Health records, which are compiled on the basis of tests and other examinations, generally are considered as confidential, and information contained in such records cannot be released or disclosed without a patient’s consent and authorization. See Division of Medical Quality v. Gherardini, 93 Cal.App.3d 669,
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156 Cal.Rptr. 55, (1979) (recognizing a right of privacy in one’s medical records).
[42] Moreover, most information placed in these files is controlled by a person’s consent, or withholding of permission, for certain tests. And, the mere act of placing information in these files does not make that information available to the public. Instead, there are strictly controlled, limited circumstances under which a person may obtain another’s health records. See generally 25-4-1404, C.R.S. 1997 (prohibiting release of certain health care reports except in specified circumstances); 10-3-1104.7(3), C.R.S. 1997 (information derived from genetic testing is confidential and privileged requiring written consent of person tested for disclosure of such information). [43] We see little difference between a person’s objectively reasonable expectation to keep in seclusion the medical information that may be obtained from a blood sample and his or her expectation to keep in seclusion information in medical files. Thus, we conclude, there is a recognizable privacy interest in a person’s blood sample and the medical information that may be derived from it. 3.
[44] Cambridge argues that, even if plaintiff holds his blood sample in seclusion and has an expectation of privacy in such sample, here, the additional, unauthorized test conducted on his relinquished blood was so minimal, it cannot be considered an offensive intrusion as a matter of law. We disagree.
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it is because particular, highly personal medical information may be obtained from such test that this intrusion may be offensive to a reasonable person. Indeed, “the most basic violation [of one’s right to privacy] possible involves the performance of unauthorized tests — that is, the non-consensual retrieval of previously unrevealed medical information that may be unknown even to [plaintiff]. . . .” Norman-Bloodsaw v. Lawrence Berkeley Laboratory, supra, 135 F.3d at 1269 (determining that testing for syphilis, pregnancy, and sickle cell trait, conducted without plaintiffs’ knowledge or consent, was unreasonable).
[49] The intrusion to be evaluated is, in this regard, the interference with a person’s autonomy, that is, the right of an individual to control important health decisions, such as whether to have one’s blood tested for a particular disease, condition, or genetic trait. See Whalen v. Roe, 429 U.S. 589, 97 S.Ct. 869, 51 L.Ed.2d 64 (1977) (recognizing a privacy right in a person’s independence in making certain kinds of important personal decisions); Gray v. Romeo, 697 F. Supp. 580 (D.R.I. 1988) (an individual’s right to control medical decisions is deeply rooted in history and tradition and, therefore, included in right to privacy); see also Gerety, Redefining Privacy, 12 Harv. C.R.-C.L.L. Rev. 233, 234 (1977) (defining privacy as “an autonomy or control over the intimacies of personal identity”); cf. In re Conroy, 98 N.J. 321, 486 A.2d 1209 (1985) (recognizing a common-law right to self-determination in medical decisions). [50] And, simply because at some time such condition may be known publicly does not change the fact that, by removing from an individual the decision whether to have a blood test that would make such information known — to oneself as well as to anyone else — an unwarranted test intrudes upon that person’s control over decisions concerning his or her health status. [51] The question then becomes whether the ramifications of that loss of autonomy are serious enough so that such intrusion would be considered offensive by a reasonable person. This depends, in turn, on the nature of the specific blood test and the circumstances under which it was performed. [52] Importantly, then, we note that the diagnosis of HIV, the result of the unauthorized test here, carries with it a strong social stigma against the infected person. See Borquez v. Robert C. Ozer, P.C., 923 P.2d 166 (Colo.App. 1995) (discussing case law and other publications concerning stigma imposed by public knowledge of person’s HIV status), aff’d in part and rev’d in part, 940 P.2d 371 (Colo. 1997); Belle Bonfils Memorial Blood Center v. District Court, 763 P.2d 1003 (Colo. 1988) (recognizing a privacy interest in a blood donor’s desire to maintain anonymity to avoid embarrassment of being identified as an AIDS carrier); see also Comment, Without Probable Cause: The Constitutional Ramifications of Mandatory AIDS Testing in the Workplace, 57 UMKC L. Rev. 863 (1989); Doe v. City of New York, 15 F.3d 264 (2d Cir. 1994) (individual has right to privacy concerning HIV status); Urbaniak v. Newton, 226 Cal.App.3d 1128, 277 Cal.Rptr. 354 (1991) (HIV status is clearly a private fact). [53] Thus, such information is unquestionably very highly sensitive, and accordingly, there is a heightened need for an individual to hold such information in seclusion, that is, to decide whether to have a blood test performed and whether to do so anonymously. See Norman-Bloodsaw v. Lawrence Berkeley Laboratory, supra (highest expectations of privacy attach to those medical conditions which carry far-reaching social implications). [54] Also, the General Assembly, by providing that a person’s blood may be tested for HIV only with a person’s consent, tacitly has acknowledged the existence of a significant privacy interest in one’s blood, and the information so derived, by enacting legislation encouraging voluntary and confidential testing for HIV. See 25-4-1401 25-4-1405(8)(a), C.R.S. 1997. See also 25-4-1402.5 25-4-1405.5, C.R.S. 1997 (anonymous testing without requiring disclosure of identity); 25-4-1405(6), C.R.S. 1997 (allowing examination and treatment of minors with HIV without parental consent). [55] Furthermore, we note that these statutory provisions do not require testing for HIV under any of the circumstances alleged in thePage 1071
complaint here. See 25-4-1405(8)(a) (enumerating specific circumstances under which a person’s blood may be tested for HIV without knowledge or consent). See also Glover v. Eastern Nebraska Community Office of Retardation, 867 F.2d 461 (8th Cir. 1989) (because AIDS not transmitted by casual contact, mandatory testing of health workers not justified by the minimal risk). Consequently, under the circumstances here, Cambridge was not required by reason of public policy to seek an HIV test of plaintiff’s blood. It remained with plaintiff to choose when, and under what conditions, his blood would be so tested.
[56] For these reasons, we conclude that an unauthorized HIV test, under the circumstances as set forth in plaintiff’s complaint, would be considered by a reasonable person as highly invasive, and therefore, such is sufficient to constitute an unreasonable or offensive intrusion.C.
[57] To summarize, plaintiff’s complaint alleges that Cambridge’s conduct was intentional. And, unlike in Doe v. Dyer-Goode, supra, plaintiff gave only limited consent to the testing of his blood and asserted his desire to hold in seclusion his blood sample and the information contained in it. Plaintiff here has alleged that he specifically asserted his desire to keep in seclusion his HIV status as revealed through his blood sample. He asserted this desire to his instructor by questioning the purpose of the blood test to which his blood sample would be subjected and, only after being assured that the blood test would be for rubella only, did plaintiff give his limited consent.
III.
[60] Finally, we do not agree with Cambridge that 25-4-1405(8)(b), C.R.S. 1997, provides the sole remedy for an unauthorized test of a person’s blood and that, therefore, plaintiff’s claim is precluded.
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(plaintiff may not be deprived of common law right of action absent language in statute that directly or impliedly evidences a clear legislative intent to abrogate such right); cf. 10-3-1104.7, C.R.S. 1997 (limits disclosure of genetic information to protect individual privacy and autonomy).
[65] The judgment is reversed and the cause is remanded for further proceedings consistent with the views expressed herein. [66] CHIEF JUDGE HUME and JUDGE MARQUEZ concur.